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Archive of posts filed under the Investments category.

SEC Climate Change Disclosure Guidelines – a second bite in the apple

I appreciated the opportunity to bring our panel on SEC Climate Change Disclosure Guidelines to a New York audience last week. When we first presented the topic at the Boston Security Analysts Society last December, several people recommended repeating the session in New York. It took some time to arrange, but the engaged audience made [...]

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SEC Climate Change Disclosure Requirements: What you need to know – Legal, Analyst, Corporate and Asset Manager Perspectives

Please join us for a BSAS panel on SEC Climate Change Disclosure Requirements on December 14th. The investment community has an opportunity to shape the future of public disclosure by getting involved early (and often). This program is one of several the SRI program sub-committee of the BSAS is planning for the coming year. If [...]

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An overview of Exchange Traded Funds

Understanding the structure and characteristics of Exchange Traded Funds is essential to effectively evaluating the potential benefits and pitfalls of this investment vehicle First, the basics. An Exchange Traded Fund owns a basket of securities, like a mutual fund, but the shares of the fund are a tradeable security. Retail investors buy and sell the [...]

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