{"id":610660,"date":"2021-04-22T16:39:33","date_gmt":"2021-04-22T20:39:33","guid":{"rendered":"https:\/\/www.riverbendadvisors.com\/blog\/?page_id=610660"},"modified":"2021-04-22T16:39:33","modified_gmt":"2021-04-22T20:39:33","slug":"resource-list-for-sec-and-esg-topics","status":"publish","type":"page","link":"https:\/\/www.riverbendadvisors.com\/blog\/resource-list-for-sec-and-esg-topics\/","title":{"rendered":"Resource list for SEC and ESG topics"},"content":{"rendered":"<div id=\"zotpress-70c5700b75903ab9b021a8caa870716a\" class=\"zp-Zotpress zp-Zotpress-Bib wp-block-group\">\n\n\t\t<span class=\"ZP_API_USER_ID\" style=\"display: none;\">2511402<\/span>\n\t\t<span class=\"ZP_ITEM_KEY\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_COLLECTION_ID\" style=\"display: none;\">F6X6F522<\/span>\n\t\t<span class=\"ZP_TAG_ID\" style=\"display: none;\">SEC ESG resources<\/span>\n\t\t<span class=\"ZP_AUTHOR\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_YEAR\" style=\"display: none;\"><\/span>\n        <span class=\"ZP_ITEMTYPE\" style=\"display: none;\"><\/span>\n        <span class=\"ZP_ITEM_TYPE\" style=\"display: none;\">items<\/span>\n\t\t<span class=\"ZP_INCLUSIVE\" style=\"display: none;\">1<\/span>\n\t\t<span class=\"ZP_STYLE\" style=\"display: none;\">https:\/\/www.riverbendadvisors.com\/blog\/wp-content\/uploads\/2019\/08\/site-resource-list-new-v3-title-lead.csl<\/span>\n\t\t<span class=\"ZP_LIMIT\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_SORTBY\" style=\"display: none;\">title<\/span>\n\t\t<span class=\"ZP_ORDER\" style=\"display: none;\">asc<\/span>\n\t\t<span class=\"ZP_TITLE\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_SHOWIMAGE\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_SHOWTAGS\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_DOWNLOADABLE\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_NOTES\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_ABSTRACT\" style=\"display: none;\">1<\/span>\n\t\t<span class=\"ZP_CITEABLE\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_TARGET\" style=\"display: none;\"><\/span>\n\t\t<span class=\"ZP_URLWRAP\" style=\"display: none;\">title<\/span>\n\t\t<span class=\"ZP_FORCENUM\" style=\"display: none;\"><\/span>\n        <span class=\"ZP_HIGHLIGHT\" style=\"display: none;\">Abstract:<\/span>\n\t\t<span class=\"ZOTPRESS_PLUGIN_URL\" style=\"display:none;\">https:\/\/www.riverbendadvisors.com\/blog\/wp-content\/plugins\/zotpress\/<\/span>\n\n\t\t<div class=\"zp-List loading\">\n<div class=\"zp-SEO-Content\"><div id=\"zp-ID-610660-2511402-ISWGNP9V\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/news\/press-release\/2021-42'>SEC Announces Enforcement Task Force Focused on Climate and ESG Issues<\/a><\/b>.  (Web page, Accessed April 22, 2021 ) <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-XTQQT3QF\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/files\/potential-recommendations-of-the-esg-subcommittee-12012020.pdf'>SEC Discussion Draft - Potential Recommendations of ESG Subcommittee of Asset Management Advisory Committee<\/a><\/b>.  (<span style=\"text-decoration:underline;\">SEC<\/span>.  Other ) <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-IMJZFLRE\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/files\/esg-risk-alert.pdf'>SEC Division of Examinations - Review of ESG Investing<\/a><\/b>.  (<span style=\"text-decoration:underline;\">SEC Division of Examinations<\/span>.  Other ) <div class=\"csl-indent\" style=\"margin: .5em 0 0 2em; padding: 0 0 .2em .5em; border-left: 5px solid #ccc;\">(Helpful review of best practices and practices for investment firms to avoid when handling ESG issues, as observed by SEC examiners.)<\/div>\n <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-3SU54C8J\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.investor.gov\/introduction-investing\/general-resources\/news-alerts\/alerts-bulletins\/investor-bulletins-1'>SEC Investor Bulletin - ESG Funds<\/a><\/b>.  (Web page, Accessed April 21, 2021 ) <div class=\"csl-indent\" style=\"margin: .5em 0 0 2em; padding: 0 0 .2em .5em; border-left: 5px solid #ccc;\">(Bulletin aimed at retail investors.)<\/div>\n <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-HFDQ5IK6\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/spotlight\/investor-advisory-committee-2012\/recommendation-of-the-investor-as-owner-subcommittee-on-esg-disclosure.pdf'>SEC Investor-as-Owner Subcommittee of the SEC Investor Advisory Committee Recommendation Relating to ESG Disclosure<\/a><\/b>.  (Article, May 14, 2020, Bennington, A.) <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-VRQ2ZZEG\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/news\/public-statement\/lee-climate-change-disclosures'>SEC Request for Comment on Climate Change Disclosures<\/a><\/b>.  (Web page, Accessed April 22, 2021 ) <div class=\"csl-indent\" style=\"margin: .5em 0 0 2em; padding: 0 0 .2em .5em; border-left: 5px solid #ccc;\">(SEC request for comments to the SEC on climate change disclosures.  Lists 15 questions for consideration.)<\/div>\n <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-JJQ9C59Q\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/sec-response-climate-and-esg-risks-and-opportunities'>SEC Response to Climate and ESG Risks and Opportunities<\/a><\/b>.  (Web page, Accessed April 21, 2021 ) <div class=\"csl-indent\" style=\"margin: .5em 0 0 2em; padding: 0 0 .2em .5em; border-left: 5px solid #ccc;\">(Many of the other links can be found fron this page.)<\/div>\n <\/div>\n<\/div><\/div><div id=\"zp-ID-610660-2511402-DBB2CFNR\" class=\"zp-Entry zpSearchResultsItem\"><div class=\"csl-bib-body\" style=\"line-height: 1.35; padding-left: 1em; text-indent:-1em;\">\n <div class=\"csl-entry\"><b><a href='https:\/\/www.sec.gov\/comments\/climate-disclosure\/cll12.htm'>View and Submit Comments on Climate Change Disclosures to the SEC<\/a><\/b>.  (Web page, Accessed April 22, 2021 ) <\/div>\n<\/div><\/div><\/div><!-- .zp-zp-SEO-Content -->\n<\/div><!-- .zp-List --><\/div><!--.zp-Zotpress-->\n\n\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-610660","page","type-page","status-publish","hentry","","tg-column-two"],"_links":{"self":[{"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/pages\/610660","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/comments?post=610660"}],"version-history":[{"count":3,"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/pages\/610660\/revisions"}],"predecessor-version":[{"id":610663,"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/pages\/610660\/revisions\/610663"}],"wp:attachment":[{"href":"https:\/\/www.riverbendadvisors.com\/blog\/wp-json\/wp\/v2\/media?parent=610660"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}